

{"id":2,"date":"2025-09-23T22:16:36","date_gmt":"2025-09-23T22:16:36","guid":{"rendered":"https:\/\/stagewp.westernu.edu\/compliance\/?page_id=2"},"modified":"2026-07-23T22:57:11","modified_gmt":"2026-07-23T22:57:11","slug":"compliance","status":"publish","type":"page","link":"https:\/\/stagewp.westernu.edu\/compliance\/","title":{"rendered":"University Compliance"},"content":{"rendered":"<section class=\"hero-secondary\">\n  <div class=\"relative bg-black\">\n                <img decoding=\"async\" class=\"adhere object-cover\" src=\"\/media\/compliance\/westernu-anderson-tower-sign1.jpg\" srcset=\"\/media\/compliance\/westernu-anderson-tower-sign1.jpg 1800w, \/media\/compliance\/westernu-anderson-tower-sign1-300x85.jpg 300w, \/media\/compliance\/westernu-anderson-tower-sign1-1024x290.jpg 1024w, \/media\/compliance\/westernu-anderson-tower-sign1-768x217.jpg 768w, \/media\/compliance\/westernu-anderson-tower-sign1-1536x434.jpg 1536w\" sizes=\"100vw\" alt=\"\">\n      <div class=\"adhere gradient-overlay\"><\/div>\n        <div class=\"relative container pt-56 md:pt-112 pb-144 md:pb-192\">\n      <div class=\"md:flex md:justify-between px-12\">\n        <div class=\"sm:w-8\/12 md:w-6\/12 xl:w-5\/12 px-12\">\n                      <div class=\"mb-20\">\n              <div class=\"block font-sans font-bold text-14 text-white leading-130\">\n  <span class=\"inline-block\">\n    <a href=\"\/\" class=\"block hover:underline\">WesternU<\/a>\n  <\/span>\n      <span class=\"inline-block mx-6\">\/<\/span>\n          <a href=\"https:\/\/stagewp.westernu.edu\/compliance\" class=\"inline-block hover:underline\">University Compliance<\/a>\n          <span class=\"inline-block mx-6\">\/<\/span>\n    <span class=\"inline-block\">University Compliance<\/span>\n  <\/div>            <\/div>\n                                        <h1 class=\"t-h1-sans  text-white\">University Compliance<\/h1>\n        <\/div>\n              <\/div>\n    <\/div>\n  <\/div>\n<\/section>\n\n\n<section class=\"relative my-48 md:my-72\">\n  <div class=\"container\">\n    <div class=\"lg:flex px-12 lg:justify-center\">\n      \n      \n                  \n                  \n      <div class=\"w-full px-24 wysiwyg-content xl:w-10\/12 2xl:w-9\/12\">\n        <p>All members of the WesternU community are responsible for adhering to applicable laws, regulations, and policies. In addition, each operational area is required to establish and maintain a compliance program that addresses the specific requirements relevant to its activities. The University Compliance Office provides oversight and monitoring of these compliance efforts to ensure effectiveness, mitigate risk, and uphold best practices across the university.<\/p>\n<p>Key elements of the compliance program include the <a href=\"\/policy\">University Policy Office<\/a>, mandatory training,\u00a0and <a href=\"\/policy\/public-policies\/reporting-investigation-of-alleged-improper-conduct\/\">reporting improper conduct<\/a>, which provides a secure and confidential way to raise concerns regarding unethical conduct or potential violations of laws, regulations, or university policies.<\/p>\n<h4>Misssion<\/h4>\n<p>The University Compliance Office supports WesternU\u2019s mission by promoting integrity, accountability, and Humanistic excellence through the leadership and coordination of the University Compliance Program based on the federal elements of an effective compliance and ethics program.<\/p>\n<p>As a collaborative partner, the UCO coordinates compliance oversight through clear standards, policies, and procedures; communication and training; monitoring and auditing; reporting and investigation; enforcement and accountability; and response and prevention to protect the University\u2019s values and reputation.<\/p>\n<h4>Vision<\/h4>\n<p>To be a trusted partner and strategic resource that champions ethical excellence, proactive compliance, and a culture of accountability, enabling WesternU to thrive in its mission.<\/p>\n<h2>Reporting to University Compliance<\/h2>\n<p>Institutional awareness depends on units flagging the right activity as it happens. Notify University Compliance when any of the following occur, so the office can coordinate a response and flag anything that needs broader attention.<\/p>\n<ul>\n<li>A regulatory requirement affecting your unit changes or is updated<\/li>\n<li>A regulatory agency or accreditation body schedules or conducts a review<\/li>\n<li>Findings come back from a regulatory or accreditation review<\/li>\n<li>A state, federal, or third-party external audit concludes<\/li>\n<li>Results are issued from an external regulatory inspection<\/li>\n<\/ul>\n<h2>When to engage University Compliance<\/h2>\n<p>UCEC works best as an early partner, not a last step. Reach out at the planning stage for any of the following, and the office can help shape the approach before decisions are locked in.<\/p>\n<ul class=\"check-list\">\n<li><span class=\"txt\">Planning or conducting a compliance program assessment<\/span><\/li>\n<li><span class=\"txt\">Evaluating your unit&#8217;s readiness for an incoming regulatory requirement<\/span><\/li>\n<li><span class=\"txt\">Working through a potential or confirmed compliance incident or violation<\/span><\/li>\n<li><span class=\"txt\">Identifying the right\u00a0compliance partners and stakeholders\u00a0for an issue<\/span><\/li>\n<li><span class=\"txt\">Coordinating across units so efforts aren&#8217;t duplicated<\/span><\/li>\n<li><span class=\"txt\">Raising a\u00a0compliance question or concern, formally or informally<\/span><\/li>\n<\/ul>\n\n      <\/div>\n    <\/div>\n  <\/div>\n<\/section>\n\n\n<section class=\"my-48 md:mt-96 md:mb-72\" vue-app>\n  <div class=\"container\">\n    <div class=\"flex flex-wrap md:flex-row-reverse md:items-center app-gutter\">\n      <div class=\"md:w-6\/12 xl:w-7\/12 app-gutter pl-16\">\n        <div class=\"rounded-5 md:rounded-8 md:h-560 bg-red\">\n                                  <img decoding=\"async\" class=\"w-full h-256 md:h-560 object-cover rounded-5 md:rounded-8 transform -translate-y-10 -translate-x-8 md:-translate-y-18 md:-translate-x-16\" src=\"\/media\/compliance\/westernu-hec-night.jpg\" srcset=\"\/media\/compliance\/westernu-hec-night.jpg 1800w, \/media\/compliance\/westernu-hec-night-300x200.jpg 300w, \/media\/compliance\/westernu-hec-night-1024x682.jpg 1024w, \/media\/compliance\/westernu-hec-night-768x511.jpg 768w, \/media\/compliance\/westernu-hec-night-1536x1022.jpg 1536w\" sizes=\"(min-width: 768px) 50vw, 100vw\" alt=\"Nighttime view of campus\">\n                  <\/div>\n      <\/div>\n\t\t\t<div class=\"md:w-6\/12 xl:w-5\/12 mt-32 md:mt-0 px-12 md:pr-40 lg:px-80\">\n\t\t\t\t<div class=\"md:pb-40\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\n<div class=\"text-lockup text-lockup--default\">\n\t<h2>\n\t\t\t\t\t<span class=\"t-h2-serif  block text-red-light\">University Compliance Office<\/span>\n\t\t\t\t\t<\/h2>\n\t\t\t\t\t\t<div class=\"mt-28\">\n\t\t\t<a class=\"cta-arrow cta-arrow--red \" href=\"https:\/\/www.westernu.edu\/policy\" target=\"_blank\" rel=\"noopener\">\n    University Policy Office<svg class=\"cta-arrow__icon d-block w-16 ml-12\" viewBox=\"0 0 20 16\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\"><polygon fill=\"currentColor\" points=\"11.3168217 0 9.27266614 2.39591605 14.0042587 6.6137266 8.92524936 6.42314237 0 6.42314237 0 9.57685763 8.92524936 9.57685763 14.0042587 9.3862734 9.19197579 13.6063528 11.3168217 16 20 8\"><\/polygon><\/svg>\n<\/a>\n\t\t<\/div>\n\t\t\t\t\t\t\t<div class=\"mt-16\">\n\t\t\t<a class=\"cta-arrow cta-arrow--red \" href=\"https:\/\/www.westernu.edu\/policy\/policy-welcome\/mandatory-training\/\" target=\"_blank\" rel=\"noopener\">\n    Mandatory Training<svg class=\"cta-arrow__icon d-block w-16 ml-12\" viewBox=\"0 0 20 16\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\"><polygon fill=\"currentColor\" points=\"11.3168217 0 9.27266614 2.39591605 14.0042587 6.6137266 8.92524936 6.42314237 0 6.42314237 0 9.57685763 8.92524936 9.57685763 14.0042587 9.3862734 9.19197579 13.6063528 11.3168217 16 20 8\"><\/polygon><\/svg>\n<\/a>\n\t\t<\/div>\n\t\t\t\t\t\t\t<div class=\"mt-16\">\n\t\t\t<a class=\"cta-arrow cta-arrow--red \" href=\"https:\/\/www.westernu.edu\/policy\/public-policies\/reporting-investigation-of-alleged-improper-conduct\/\" target=\"_blank\" rel=\"noopener\">\n    Reporting Improper Conduct<svg class=\"cta-arrow__icon d-block w-16 ml-12\" viewBox=\"0 0 20 16\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\"><polygon fill=\"currentColor\" points=\"11.3168217 0 9.27266614 2.39591605 14.0042587 6.6137266 8.92524936 6.42314237 0 6.42314237 0 9.57685763 8.92524936 9.57685763 14.0042587 9.3862734 9.19197579 13.6063528 11.3168217 16 20 8\"><\/polygon><\/svg>\n<\/a>\n\t\t<\/div>\n\t\t\t<\/div>\n\t\t\t\t\t\t\t\t\t<\/div>\n      <\/div>\n    <\/div>\n  <\/div>\n<\/section>\n\n<section class=\"relative mt-48 md:mt-72\">\n  <div class=\"absolute top-128 bottom-0 left-0 w-full bg-gray\"><\/div>\n  <div class=\"container relative pb-80 md:pb-112\">\n    <div class=\"px-24\">\n      <div class=\"bg-red py-48 md:py-64 relative px-24 sm:px-40 text-white rounded-5 md:rounded-8 md:text-center overflow-hidden\">\n                <div class=\"relative\">\n                      <h2 class=\"t-h2-sans  block text-white\">Contact University Compliance<\/h2>\n                                <p class=\"t-p2 mt-24 md:w-8\/12 mx-auto\">Have a question, concern, or something you&#8217;re not sure how to address? University Compliance is here to help.<\/p>\n                                <ul class=\"md:flex md:flex-wrap md:justify-center md:items-center md:mt-32\">\n              \t\t\t\t                        <li class=\"block md:mx-8 mt-32 md:mt-20\">\n                  <a class=\"cta-pill cta-pill--yellow w-full md:min-w-208\" href=\"mailto:compliance@westernu.edu\" target=\"_blank\" rel=\"noopener\">Contact University Compliance<\/a>                <\/li>\n\t\t\t\t                                  <\/ul>\n                  <\/div>\n      <\/div>\n    <\/div>\n  <\/div>\n<\/section>\n\n<section class=\"my-48 md:mt-96 md:mb-72\">\n  <div class=\"container\">\n    <div class=\"app-gutter\">\n            <div class=\"relative mx-auto md:w-10\/12 lg:flex lg:flex-wrap\">\n        <div class=\"lg:w-4\/12\">\n                                  <img decoding=\"async\" class=\"w-full rounded-t-5 lg:rounded-8\" src=\"\/media\/compliance\/shelby-headshot.jpg\" srcset=\"\/media\/compliance\/shelby-headshot.jpg 1230w, \/media\/compliance\/shelby-headshot-225x300.jpg 225w, \/media\/compliance\/shelby-headshot-768x1024.jpg 768w, \/media\/compliance\/shelby-headshot-1152x1536.jpg 1152w\" sizes=\"(min-width: 768px) 50vw, 100vw\" alt=\"\">\n                  <\/div>\n        <div class=\"lg:w-8\/12 app-gutter\">\n          <div>\n            <div class=\"lg:px-40\">\n                              \t\t\t\t\n<div class=\"text-lockup text-lockup--default\">\n\t<h2>\n\t\t\t\t\t<span class=\"t-h2-serif  block text-red-light\">Shelby Reyes<\/span>\n\t\t\t\t\t\t\t<span class=\"t-h2-sans  block text-red\">Assistant Vice President\/Interim Chief Compliance Officer<\/span>\n\t\t\t<\/h2>\n\t\t\t<div class=\"wysiwyg-content t-p2 mt-24 text-black\">Shelby Reyes is the Assistant Vice President and Interim Chief Compliance Officer at the University Compliance Office, where she leads efforts to reimagine policy governance and build a University Compliance Program grounded in consistency, accountability, and operational effectiveness. Since joining Western University of Health Sciences in 2015, she has grown from her roots in the College of Graduate Nursing into a compliance leader with a broad institutional perspective. Her background in public health education was put to the test during the COVID-19 pandemic, when she spearheaded the University\u2019s contact tracing and testing programs. Shelby holds a Master of Public Health from the University of Southern California and the Certified Compliance &amp; Ethics Professional (CCEP) credential from the Society of Corporate Compliance and Ethics (SCCE).<\/div>\n\t\t\t\t\t\t<div class=\"mt-28\">\n\t\t\t<a class=\"cta-arrow cta-arrow--red \" href=\"mailto:sreyes@westernu.edu\" target=\"_blank\" rel=\"noopener\">\n    sreyes@westernu.edu<svg class=\"cta-arrow__icon d-block w-16 ml-12\" viewBox=\"0 0 20 16\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\"><polygon fill=\"currentColor\" points=\"11.3168217 0 9.27266614 2.39591605 14.0042587 6.6137266 8.92524936 6.42314237 0 6.42314237 0 9.57685763 8.92524936 9.57685763 14.0042587 9.3862734 9.19197579 13.6063528 11.3168217 16 20 8\"><\/polygon><\/svg>\n<\/a>\n\t\t<\/div>\n\t\t\t<\/div>\n                          <\/div>\n          <\/div>\n        <\/div>\n      <\/div>\n          <\/div>\n  <\/div>\n<\/section>","protected":false},"excerpt":{"rendered":"","protected":false},"author":198,"featured_media":0,"parent":0,"menu_order":1,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_acf_changed":false,"footnotes":"","_links_to":"","_links_to_target":""},"class_list":["post-2","page","type-page","status-publish","hentry"],"acf":[],"aioseo_notices":[],"aioseo_head":"\n\t\t<!-- All in One SEO Pro 4.9.10 - aioseo.com -->\n\t<meta name=\"description\" content=\"WesternU \/ University Compliance \/ University Compliance University Compliance All members of the WesternU community are responsible for adhering to applicable laws, regulations, and policies. 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